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Assure DOL “Best Interests” on Day One

Starting on June 9 you will be accountable to document rollover recommendations to your clients.

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Assure DOL “Best Interests” on June 9th  

Even though some facets of the DOL Fiduciary Rule have been rolled back to January 1, 2018, starting on June 9 you will be accountable to document rollover recommendations to your clients. How will you clearly communicate options to your customers and help protect yourself from civil litigation?

Join Corey Fiedler, VP Product Management, Regulatory Data and Communications, at Broadridge for this time-sensitive webinar to make sure your practice is prepared for these changes.

View this webinar to learn: 

  • Simplify workflows and reduce risk
  • Ensure customer “best interest” obligations
  • Provide a competitive differentiator

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